Compliance Division, Compliance Latvia
ROLE AND RESPONSIBILITIES
The Compliance department is acting as the second line of defence providing risk-assessment based advise, assurance and awareness services to the business units and management of Luminor Group in the area of compliance risk management. Being part of the panBaltic Compliance organisation, the Compliance department in Latvia is tasked with becoming a panBaltic centre of competence in the area of Consumer protection, Conflicts of interest, Anti-corruption, Internal governance and Third party risk management supporting Compliance teams in Lithuania and Estonia in the above area of expertise.
The Compliance Officer within the Compliance department is involved in variety of Compliance tasks aimed at providing advice, assurance and building awareness of the business units and management across a broad range of compliance related topics. Working in the team together with Senior Compliance Officer and/or Regulatory Expert, the Compliance Officer will be responsible for selected areas of larger engagements as well as take direct responsibility for the analysis, testing and monitoring of business processes and procedures exposed to the compliance risk. The successful candidate is expected to show intellectual curiosity, persistence, openness and courage to achieve the objectives and contribute to the development of advanced Compliance function.
Requirements for the position: